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| | FAD Submitted, Disclosed and Accepted for review by NASD.
1. What is the acronym for this professional designation? FAD 2. What does this acronym stand for? Financial Analyst Designate 3. What are the stated areas of expertise for this designation? Focus on financial analysis, financial management, investment management, and financial research. Candidate is recognized as holder of AAFM Board Certified FAD Financial Analyst Designation. 4. What organization issues this designation? AAFM American Academy of Financial Management - Board of Standards 5. What is the issuing organization's internet Web site address (URL)? http://www.financialanalyst.org 6. What prerequesites or experience are required to obtain this designation?
7. What educational requirements does this designation have? Completion
of recognized financial analysis training courses and experience along with an
MBA, CPA, CFA, PhD, DBA, or Masters Degree, or Law Degree from an accredited university
or college along with relevant industry experience. Managers, executives, and
professionals with 5 or more years of experience 8. What examinations must be passed to receive this designation? Candidates must complete relevant courses or successfully complete testing to achieve an MBA,MS, PhD, Masters, Doctorate, CPA, CFA, CIMA or other relevant recognized International graduate professional credential or degree requirements. 9. What continuing education or experience requirements does this designation have? A minimum of 15 hours per year which can be from an official AAFM CE Continuing Education Distributer or approved AACSB accredited business school. 10. Does the issuing organization have an investor complaint process? Yes If yes, please describe the investor complaint process in detail. If a consumer notifies AAFM regarding the use of designations by AAFM designation holders, AAFM has a process of investigation and review of the good standing of the holder of the designation of which the holder may be subject to probation or revocation. Is there a Web site for the investor complaint process? Yes If yes, what is the internet address (URL) for the site? http://www.financialanalyst.org/contactcomplaint.html 11. Does the issuing organization have a public disciplinary process? No If yes, please describe the public disciplinary process in detail. The AAFM self regulatory disciplinary process consist generally of:
Is there a Web site for the public disciplinary process? Yes If yes, what is the internet address (URL) for the site? http://www.financialcertified.com/revoke.html 12. Can an investor check the status of an investment professional with this designation online? Yes If yes, what is the internet address (URL) for the site? http://www.financialcertified.com/contact.html 13. Please provide any additional information which may be helpful in determining if this designation is appropriate for inclusion on the NASD Professional Designation Listing?
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| AAFM, LC FINANCIAL
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